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Comparisons

Quick side-by-side answers to the most-asked tender-offer questions.

Break-up fee vs reverse break fee

A break-up fee is paid by the target to the bidder if the target walks. A reverse break fee is paid by the bidder to the target if the bidder walks.

Cash tender offer vs exchange offer

A cash tender pays cash for tendered shares. An exchange offer pays in bidder securities (typically stock) at a defined exchange ratio.

Drag-along vs tag-along rights

Drag-along lets a majority force minorities to sell on the same terms. Tag-along lets minorities join a majority sale on the same terms.

Fixed-price vs Dutch auction tender offer

A fixed-price tender announces one price upfront. A Dutch auction discovers the clearing price within a stated range during the offer.

Friendly vs hostile tender offer

Friendly tenders are launched with target board support; hostile tenders go directly to shareholders against the board's wishes.

Issuer tender offer vs third-party tender offer

Issuer tenders are funded by the company itself (Rule 13e-4); third-party tenders are funded by an outside acquirer (Reg 14D).

Mandatory vs voluntary bid

A voluntary bid is launched at the bidder's election. A mandatory bid is required by law once the bidder crosses a control threshold (non-US regimes).

No-shop vs go-shop clauses

A no-shop prohibits the target from soliciting competing bids. A go-shop gives the target an active window to solicit competing bids after signing.

Poison pill vs staggered board

A poison pill triggers economic dilution against any acquirer crossing a threshold. A staggered board slows board control change to multiple election cycles.

Schedule 13D vs Schedule 13G

Both report >5% beneficial ownership. 13D is the long-form for active holders; 13G is the short-form for passive institutions.

Tender offer vs buyback

Side-by-side: third-party-funded tender offer vs company-funded self-tender.

Tender offer vs IPO

Side-by-side: a private one-off liquidity event vs a public continuous market.

Tender offer vs merger

Tender offers run shareholder-by-shareholder; mergers are corporate-action transactions requiring board and shareholder approval.

Tender offer vs secondary sale

Side-by-side: a structured, multi-seller program vs a one-off bilateral transfer.

Tender offer vs share repurchase

A tender offer is a structured, defined-window buyback. An open-market repurchase is a continuous, opportunistic buyback under Rule 10b-18.

White knight vs white squire

A white knight acquires the entire target. A white squire takes a friendly minority block large enough to deter a hostile bidder.